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Grounded Revision vs. Prior Injection: Probing Retrieval-Augmented Patent Claim Amendment

arXiv自然语言 2026-09-29 10:37 6 阅读 查看原文

Retrieval-augmented generation is widely used in professional writing, yet whether retrieval grounds revision or merely injects templates is rarely tested where "correct" has a definable meaning.

Patent claim amendment supplies that signal: the examiner names the attacked limitation and cites prior art, providing per-case ground truth.

We release three artifacts:

  • (i) a corpus of 7,385 USPTO prosecution cases with XML-aligned pre/post claims, rejection, and cited prior art;
  • (ii) a seven-probe battery comparing random and structural-match retrieval as two policies under a fixed prompt scaffold;
  • (iii) a deterministic five-channel metric (C1-C3 and C5 in main, C4 supplementary) requiring no LLM evaluation.

Across 9,600 pre-registered calls on four frontier LLMs (Claude Sonnet 4, Claude Haiku 4.5, GPT-5.4, GPT-4o-mini), no tested model exhibits detectable classical prior-injection behavior;

retrieval effects are small and direction-inconsistent between random and structural retrieval, and the null is unchanged under a dense (semantic) retriever, across retrieval depths k in {1,3,5,10}, and under a paraphrase-sensitive grounding metric.

Revision locality reveals a model-specific difference that the template channel misses.

The four-cell taxonomy, which we treat as exploratory, leaves the prior-injector cell unoccupied.